Warnings and alerts

Found 615 results. Displaying page 30 of 41

1. 28 November 2018

   Brian John Ferguson (FSP155185)

   Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.

2. 28 November 2018

   BrighterTrade

   We note a recent warning published by the Australian Securities and Investments Commission (ASIC) in relation to Igoten OU also knowns as BrighterTrade.

3. 16 November 2018

   Messrs John Preston and Robert Harding; Harding & Company Advisors

   We are concerned that Messrs Preston and Harding are cold calling New Zealand residents purporting to be representatives from Harding and Company Advisors and offering the opportunity to purchase shares.

4. 12 November 2018

   CCM Clearing Limited

   CCM Clearing Limited is not a registered financial service provider in New Zealand.

5. 12 November 2018

   Oxford Finance Services

   Oxford Finance Services could be involved in a scam. It is not associated with New Zealand registered Gilrose Finance Company Limited and Oxford Finance Limited as claimed on their website.

6. 9 November 2018

   CF Group

   CF Group, and the app is not associated with a New Zealand registered financial service provider.

7. 9 November 2018

   www.bitalong.com

   The website www.bitalong.com is not associated with, nor a representative of, the New Zealand registered financial service provider Jazz Finance Limited.

8. 9 November 2018

   Chuangfu Finance (创富金融)

   Chuangfu Finance, and the three apps claims to be associated with a New Zealand registered financial service provider CF Group Limited whereas it is not.

9. 8 November 2018

   365 Markets

   365 Markets is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.

10. 1 November 2018

    Zend Trade

    We are concerned Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client funds.

11. 1 November 2018

    Cryptogain

    We recommend exercising caution before dealing with the website www.cryptogainlimited.com as it has the characteristics of a scam.

12. 1 November 2018

    Russ Horn

    We are concerned that Russ Horn and the Forex Equinox system have the characteristics of a scam, including offering unrealistic returns and withholding client funds.

13. 29 October 2018

    Financial Capital Alliance (Asia) Limited

    The FMA recommends exercising caution before dealing with Financial Capital Alliance (Asia) Limited (FCAA)

14. 29 October 2018

    Oaza Nagashima Zaisanku

    The FMA recommends exercising caution before dealing with Oaza Nagashima Zaisanku

15. 25 October 2018

    Kingsman Investment Limited

    We recommend exercising caution before dealing with Kingsman as it is not licensed or regulated to provide financial services in New Zealand.