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Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 636 results. Displaying page 37 of 43

  1. 29 July 2016

    PFM Trading Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to PFM Trading Inc.

  2. 15 July 2016

    ACI

    There is no connection between the website www.acifxgold.com and Apex Capital Investments Limited, the former name of a New Zealand incorporated company, nor are the activities of the website subject to regulation in New Zealand.

  3. 15 July 2016

    13th Pty Limited trading as IGOT

    Complaints received from New Zealand based clients of IGOT about IGOT’s failure to repay clients in accordance with their instructions.

  5. 3 June 2016

    Investigation into Morgan Cooper Limited

    We are investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of financial markets legislation.

  6. 3 June 2016

    Morgan Cooper Limited

    Morgan Cooper Limited (MCL) and Mr Rodney McCall (aka Rodney Crichton) have potential contraventions of financial markets legislation.

  7. 1 June 2016

    FM Trader

    FM Trader has been cold calling New Zealand residents without being a registered New Zealand company or registered on the Financial Services Providers Register.

  8. 4 May 2016

    FX Unitied

    United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.

  10. 11 March 2016

    Warning: Beware of unsolicited offers of employment

    We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.

  11. 1 March 2016

    ECN Markets

    ECN Markets is not registered to provide financial services in New Zealand.

  12. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.

  13. 1 January 2016

    BO Technologies Limited

    Warnings have been issued in relation to B.O. Technologies Limited trading as Option Financial Markets (Option FM).

  15. 27 July 2015

    Green Gardens Finance Trust Limited

    We have issued a stop order against Green Gardens Finance Trust Limited and warn the public to be wary of depositing money or dealing with this company.