Warnings and alerts

Found 635 results. Displaying page 36 of 43

1. 20 February 2017

   Warning: Beware of fake Government or regulator endorsements

   We note a recent warning by the USA regulator, SEC, about scams where the name of a real or fake Government agency or regulator is used to endorse the product/service being offered.

2. 9 February 2017

   Capital Trust Management

   Capital Trust Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

3. 7 February 2017

   OptionsXO

   Warning issued by the Australian Securities and Investment Commission against conducting business with OptionsXO

4. 19 January 2017

   Mergers & Acquisitions Compliance Commission

   We do not believe MACC is a legitimate regulator as claimed on their website.

5. 17 January 2017

   Horizon Holdings Limited

   Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

6. 22 November 2016

   Wealth Management Group Ltd

   Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.

7. 9 November 2016

   Exo Capital Markets Limited trading as Trade 12

   Exo Capital Markets Limited trading as Trade 12 The company is not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand. .

8. 9 November 2016

   TCA Financial

   TCA appears to have the characteristics of a boiler room fraud.

9. 17 October 2016

   CMS Trader

   CMS Trader, Pandorx Ventures Limited, CMS Ventures Limited, and Steven David Hutton are not registered in New Zealand to offer financial services in or from New Zealand.

10. 17 October 2016

    Liberty Venture Holdings Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.

11. 7 October 2016

    Corporate Enterprises PTY Limited

    The director of Option One (Aust) Pty Limited is the director of Corporate Enterprises PTY Limited, trading as Option Giants, about whom we have received reports of client funds being withheld.

12. 23 September 2016

    Greenberg International Law and Tax Advisory

    Noted warnings that Greenberg International Law & Tax is an unregistered or unlicensed entity.

13. 7 September 2016

    Titan Trade

    The Australian Securities and Investment Commission has warned against conducting business with Titan Trade.

14. 2 August 2016

    IntegraOption

    Warnings issued by the Swiss Financial Market Supervisory Authority (FINMA) in relation to IntegraOption.

15. 29 July 2016

    PFM Trading Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to PFM Trading Inc.