Back
Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

Download: "Select"

Search Results

Found 636 results. Displaying page 38 of 43

  1. 1 July 2015

    Alliance Group Tokyo

    A recent warning has been issued by the Australian Securities and Investment Commission against conducting business with Alliance Group Tokyo.

  2. 1 June 2015

    Nomura Financial

    NZ Police have identified Nomura Financial as sophisticated overseas scammers.

  3. 25 May 2015

    Pacific Edge Limited

    The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations.

  4. 1 May 2015

    Capital One Forex Limited

    Capital One continues to solicit client money through its website despite failing to respond to a request for information.

  5. 1 May 2015

    Forex Trend Limited

    Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.

  7. 28 October 2014

    alcanfml.com

    We believe information on the website is untrue and the company is not authorised to offer the services advertised.

  9. 29 September 2014

    General Equity

    Misleading and deceptive statements.

  10. 1 February 2014

    New Zealand Capital Finance

    New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida

  11. 1 December 2013

    DCW Limited

    DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane

  12. 1 December 2013

    1st Equity Group Limited

    1st Equity Group Limited made False/misleading advertising. ASSOCIATED PERSON: Gier Holstad

  14. 1 December 2013

    Kaiser Brokers Group Limited

    Kaiser Brokers Group Limited (website: www.kaiserbrokers.com) made False/misleading advertising. ASSOCIATED PERSONS: Qiongyao Chen (AKA John Chen), Warren Wang (AKA Wangsheng Chenqiung Yao)