Warnings and alerts

Found 640 results. Displaying page 31 of 43

1. 1 March 2019

   Former RFA Warned for Facilitating Offending under the Financial Service Providers (Registration and Dispute Resolution) Act 2008

   We have warned a (former) registered financial adviser, Jonathan Simon Antony Branton-Casey, in relation to his professional conduct which fell short of the FMA’s expectations of a registered financial adviser under the Financial Advisers Act 2008 (FA Act) and/or under the Crimes Act 1961.

2. 29 January 2019

   TradeFintech

   TradeFintech scam

3. 22 January 2019

   Ainvestments

   Ainvestments could be involved in a scam

4. 18 January 2019

   Alliance Investment Limited

   Alliance Investment Limited are an unregistered, unregulated entity who are falsely holding out as being associated with legitimate company, Alliance Investments Limited.

5. 19 December 2018

   ZonggangCaifu

   ZonggangCaifu is not registered, licensed, or regulated in New Zealand as claimed on its websites.

6. 12 December 2018

   Bitcoin Revolution Limited

   The FMA has issued a warning that Bitcoin Revolution Limited could be involved in a scam.

7. 12 December 2018

   Ideal Services Direct Contact

   New Zealand residents have been receiving cold calls from Ideal Services DC and have been offered to invest in Alipay IPO at a low price.

8. 12 December 2018

   WiseBanc

   WiseBanc is not registered on the Financial Service Providers Register, it is therefore not permitted to provide financial services to New Zealand residents

9. 11 December 2018

   Solid Global Investments Limited

   Solid Global Investment Limited could be involved in a scam

10. 10 December 2018

    Atlantic Finance Partners

    Atlantic Finance Partners, and the website www.atlanticfinancepartners.com have the hallmarks of a scam

11. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.

12. 28 November 2018

    BrighterTrade

    We note a recent warning published by the Australian Securities and Investments Commission (ASIC) in relation to Igoten OU also knowns as BrighterTrade.

13. 16 November 2018

    Messrs John Preston and Robert Harding; Harding & Company Advisors

    We are concerned that Messrs Preston and Harding are cold calling New Zealand residents purporting to be representatives from Harding and Company Advisors and offering the opportunity to purchase shares.

14. 12 November 2018

    CCM Clearing Limited

    CCM Clearing Limited is not a registered financial service provider in New Zealand.

15. 12 November 2018

    Oxford Finance Services

    Oxford Finance Services could be involved in a scam. It is not associated with New Zealand registered Gilrose Finance Company Limited and Oxford Finance Limited as claimed on their website.