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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 206 results. Displaying page 10 of 14

  1. 12 April 2018

    Hakopa, Williams and Partners

    Hakopa, Williams and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

  2. 21 March 2018

    Mahi-FX

    Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.

  3. 1 March 2018

    Kapuni Ventures

    Unregistered business: Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

  4. 1 March 2018

    Queue Option

    Queue Option is not registered to provide financial services in New Zealand.

  5. 28 February 2018

    Expat Local

    Expat Local is not registered as a Financial Services provider in New Zealand and is therefore is not allowed to offer financial services in New Zealand.

  7. 9 February 2018

    10Trading

    10Trading is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

  8. 8 February 2018

    ABC123 Group

    ABC123 Group is holding out it is registered on the FSPR when it is not and they may be offering derivatives to New Zealand retail clients without holding a derivatives licence under the FMC Act.

  9. 18 January 2018

    phuei-century.com

    There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.

  12. 16 November 2017

    Apex Capital AG

    Apex Capital AG is not registered to provide financial services in New Zealand.

  13. 15 November 2017

    Victoria Capital Group

    Victoria Capital Group is not registered to provide financial services in New Zealand.

  14. 9 November 2017

    Johnson Financial Consulting

    Johnson Financial Consulting are not registered to provide financial services in New Zealand.

  15. 5 October 2017

    Investment and Trading Capital Limited

    ITC was removed from the New Zealand Companies Register on 15 September 2017 and has never been registered to provide financial services in New Zealand.