01 August 2014

When one-off or occasional issuers are required to register

This information sheet clarifies when one-off or occasional issuers must register on the Financial Service Providers Register (FSPR) under the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (in addition to any disclosure obligations that they may have under the Financial Markets Conduct Act 2013).

Download the When one-off or occasional issuers are required to register information sheet PDF