Back

Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 67 of 108

  1. 10 October 2017

    Bank Bill Benchmark Rate and closing rates resource sheet

    This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.
    Tags
    Banking, Roles, Business, Market operator
    Type
    PDF, Guidance

  2. 10 October 2017

    The Bank Bill Benchmark Rate and closing rates guidance note

    This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.
    Tags
    Roles, Business, Market operator
    Type
    PDF, Guidance

  3. 3 October 2017

    KiwiSaver Annual Report 2017

    We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  4. 2 October 2017

    Strategic Risk Outlook 2017

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF

  6. 29 September 2017

    FMA Annual Report 2017 including financials

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.This is the 2017 report with financials.
    Tags
    Type
    PDF, Annual report, Corporate publications

  7. 29 September 2017

    FMA Annual Report 2017 Excluding financials

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2017 report without financials.
    Tags
    Type
    PDF, Annual report, Corporate publications

  11. 27 September 2017

    Substantial product holder disclosures guidance

    This guidance is for anyone who has a substantial holding in a listed issuer; Fund management firms and their employees. It aims to assist substantial product holders in understanding their obligations and help to promote consistency in disclosures.
    Tags
    Derivative Issuer, Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  13. 22 September 2017

    FSPR report 2017

    Some businesses and individuals register on the Financial Services Provider Register (FSPR) to mislead overseas investors that their activities are regulated by us or other authorities. We do not oversee or maintain the FSPR, the Companies Office performs this role. But we do have the power to deregister a business or individual or prevent them from registering in the first place. Read about the work we’re doing to tackle misuse of the register and some useful case studies that provide examples of where we’ve taken action.
    Tags
    Reports and Papers, FSPR, Business, News & Insights
    Type
    PDF

  15. 1 September 2017

    Disclosing non gaap financial information guidance

    This guidance replaces our 2012 Guidance note: Disclosing non-GAAP financial information to reflect the requirements of the Financial Markets Conduct Act 2013 (FMC Act) and our findings from the review of non-GAAP financial information since 2012.
    Tags
    Compliance, Reporting entities, Business
    Type
    PDF, Guidance