Back

Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 5 of 108

  2. 13 December 2023

    SGX DT Obligations Review 2023

    Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.
    Tags
    Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    PDF

  3. 8 December 2023

    Accredited body report - CPA Australia 2023

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023
    Tags
    Roles, Accredited bodies, Business
    Type
    PDF, Report

  5. 8 December 2023

    McEwen and Associates Permanent Stop Order

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).
    Tags
    Enforceable action, Enforcement
    Type
    PDF

  6. 5 December 2023

    FMA Annual Report 2023

    Financial Markets Authority 2023 Annual Report
    Tags
    FMA
    Type
    PDF, Annual report, Corporate publications

  8. 5 December 2023

    Ease of Doing Business Report 2023

    FMA Ease of Doing Business Report following research 2023
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  13. 24 November 2023

    RBNZ and FMA Governance Thematic Webinar plus QA

    The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.
    Tags
    Directors, Governance, Reports and Papers, Roles, Business, FMA, News & Insights
    Type
    PDF