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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1616 results. Displaying page 67 of 108

  1. 29 November 2017

    Key audit matters - A stock take of the first year in New Zealand

    The purpose of this publication is to provide a stock take of the New Zealand experience in the first year of adopting the revised auditor’s report, specifically focussing on the reporting of key audit matters (KAMs).
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  3. 28 November 2017

    Investor Capability Strategy 2017 2020

    This strategy sets out how we plan to target our efforts around ensuring investors have access to the information they need to make informed investment decisions.
    Tags
    FMA
    Type
    PDF

  4. 23 November 2017

    Fullerton Markets Ltd - Warning

    Notification of a formal warning from the FMA to Fullerton Markets Ltd under section 80 of the Anti-money laundering and countering finance of terrorism Act 2009. 23 November 2017.
    Tags
    Enforcement
    Type
    PDF

  7. 14 November 2017

    Consultation FMA Corporate Governance handbook

    This consultation is for the directors, executives and advisers of non-listed and public-sector companies and other
    entities. We seek feedback about whether our revised
    handbook helps directors, executives and advisers to think about how to apply corporate governance principles.
    Tags
    Governance, Directors, Consultations, Roles, Business, FMA
    Type
    PDF

  11. 10 October 2017

    Bank Bill Benchmark Rate and closing rates resource sheet

    This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.
    Tags
    Banking, Roles, Business, Market operator
    Type
    PDF, Guidance

  12. 10 October 2017

    The Bank Bill Benchmark Rate and closing rates guidance note

    This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.
    Tags
    Roles, Business, Market operator
    Type
    PDF, Guidance

  13. 3 October 2017

    KiwiSaver Annual Report 2017

    We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  14. 2 October 2017

    Strategic Risk Outlook 2017

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF