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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1611 results. Displaying page 86 of 108

  1. 12 August 2015

    Expectations for and experiences of retirement - research report

    This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Research

  2. 1 August 2015

    Investigations and Enforcement Report 2015

    This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June
    2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the
    behaviour we expect.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights, Enforcement
    Type
    PDF

  5. 30 July 2015

    Expense disclosure CE Gifts 2015 Jan Jun

    CE gifts and hospitality disclosure for the period 1 January 2015 - 30 June 2015
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  11. 13 July 2015

    Electricity Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Electricity Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  13. 6 July 2015

    Risk indicators and descriptions of managed funds draft guidance

    In December 2014 we consulted on guidance for calculating risk indicators. After consultations, feedback and subsequent discussions with businesses who have been involved in producing draft product disclosure statements, we believe it would be useful to extend that guidance note to cover additional related matters.
    Tags
    Consultations, Business
    Type
    PDF, Guidance

  14. 30 June 2015

    Southern Cross Benefits Limited Levy Waiver

    On 25 May 2015 the FMA granted a waiver of part of the FMA levy to Southern Cross Benefits Limited (SCBL).
    Tags
    Waivers, Investor information, Business, Consumer
    Type
    PDF

  15. 30 June 2015

    User Guide: Annual AML/CFT Report

    The annual report is required by section 60 of New Zealand’s Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’). The annual report applies to
    activities that are covered by the Act.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Report