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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 84 of 108

  1. 1 November 2015

    Risk indicators and description of managed funds - guidance note

    This guidance is for managers and supervisors of managed funds. It gives guidance on how to calculate risk indicators, when to update a PDS, how to describe a fund’s volatility, and in certain cases how to name your fund.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Guidance

  7. 22 October 2015

    Custodians obligations information sheet

    This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.
    Tags
    Obligations, Client money or property services provider, Roles, Business
    Type
    PDF, Information Sheet

  9. 2 October 2015

    FMA Annual Report 2015

    FMA Annual Report 2015.
    Tags
    Type
    PDF, Annual report, Corporate publications

  10. 1 October 2015

    KiwiSaver Report 2015

    We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.
    Tags
    Managed investment schemes, Supervisor, Roles, Business
    Type
    PDF, Report

  15. 25 September 2015

    Vivier and Company Limited - Judgment

    High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.
    Tags
    Court decision, Enforcement
    Type
    PDF