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Found 1624 results. Displaying page 21 of 109

1. 30 January 2023

   Consultationpaper: Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements

   We are reviewing whether to renew for a further five years an existing class exemption notice that allows product disclosure statements to be provided in full in both te reo Māori and English (dual language PDSs).

2. 30 January 2023

   Feedback Form for Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements

   Feedback Form for Consultation paper Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements

3. 24 January 2023

   FMA Annual Report 2022

   This is the FMA 2021/2022 annual report. Our annual reports detail the results we have achieved against our stated intentions. Our annual reports are a great way to review our operational highlights for each financial year.

4. 24 January 2023

   Ease of Doing Business Survery 2022

   The FMA commissioned FiftyFive5 to conduct research among key stakeholders to understand the effectiveness of their interactions with the FMA and satisfaction with the services provided. This is the seventh year (2022) this stakeholder research has been conducted.

5. 20 January 2023

   MIS Sector Risk Assessment 2023

   Findings from the FMA’s assessment of the sector risks and the underlying key risk factors for Managed Investment Schemes (MIS), January 2023

6. 18 January 2023

   FAP Licensing Application Guide Class 3 questions

   FAP Licensing Application Guide Class 3 questions: This document contains the questions you will be asked when applying for a Class 3 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.

7. 17 January 2023

   Cigna Life Insurance New Zealand Ltd - Judgment

   The Wellington High Court has ordered Cigna Life Insurance New Zealand Limited to pay a final pecuniary penalty of $3,575,000. 

8. 17 January 2023

   Supervisor Licence Certificate - Trustees Executors Limited

   Trustees Executors Limited – FSP37383, Supervisor Licence Certificate

9. 17 January 2023

   Supervisors Licence Public Trust

   This is the Supervisors Licence Public Trust certificate. LICENCE GRANTED: 17 January 2023, LICENCE STATUS: Active.

10. 31 December 2023

    31 December 2022 Disclose Register KiwiSaver fund updates

    Disclose Register KiwiSaver fund update for the period ending 31 December 2022.

11. 21 December 2022

    Bruce Allan Baillie - NZICA decision on appeal

    NZICA Bruce Allan Baillie decision on appeal.

12. 21 December 2022

    Wynyard Group - NZICA decision on appeal

    NZICA has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.

13. 15 December 2022

    ASX 24 Obligations Review 2022

    This review covers the period 1 July 2020 to 30 June 2022 and is our fourth review of ASX 24 since its licence came into effect on 1 December 2014.

14. 15 December 2022

    AML/CFT Designated Business Group – Formation and Change Guideline

    This guideline 2022 is designed to help reporting entities forming a designated business group (DBG) to understand the process for doing so. Entities may form a DBG if they are eligible to do so under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations.

15. 15 December 2022

    GST modelling on GST changes - OIA request

    FMA response to OIA request modelling relating to changes to GST treatment of investment management fees