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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1629 results. Displaying page 19 of 109

  1. 31 July 2023

    FMI Standards Guidance

    This guidance is intended to assist operators of Financial Market Infrastructures (FMIs), designated under the Financial Market Infrastructures Act 2021 (the Act), meet the requirements set out in the FMI Standards issued under section 31 of the Act

  2. 31 July 2023

    FMI Standards

    FMI standards for designated Financial Market Infrastructures.

  3. 31 July 2023

    Guidance note for overseas FMIs equivalence framework

    This guidance note sets out the ways the operator of an overseas FMI with a link to New Zealand can be designated under the Act, and our approach to applying standards to an operator of an overseas FMI.

  8. 31 July 2023

    Standard 1 Legal Basis

    Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).

  11. 31 July 2023

    Standard 14 Segregation

    Standard 14 Segregation for designated Financial Market Infrastructures (FMIs).