Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1629 results. Displaying page 17 of 109

30 September 2023

Feedback form FMA scheme winding up guidance

Consultation feedback form: FMA scheme winding up guidance.
29 September 2023

Consultation paper Proposed liquidity risk management guidance

Consultation: Proposed liquidity risk management guidance.
29 September 2023

Feedback form Liquidity risk management

Feedback form of Liquidity risk management draft guidance.
28 September 2023

Catalist market operator obligations review 2023

Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.
27 September 2023

Financial Reporting Council - MOURA

Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)
26 September 2023

NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments
25 September 2023

Rowan Charles Kearns Judgment

Rowan Kearns Judgment.
20 September 2023

KiwiSaver Annual Report 2023

The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.
19 September 2023

Craigs Investment Partners Self Select Schemes levy waiver notification 2023

Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.
18 September 2023

Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023
5 September 2023

Governance Thematic Review FMA and RBNZ

This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.
4 September 2023

FMA042 KiwiSaver Facts at a glance1

FMA KiwiSaver Annual Report 2019. Facts at a glance
4 September 2023

Integrated Financial Products presentation OIA response

Integrated Financial Products presentation
4 September 2023

Unregulated financial product OIA response

Unregulated financial product
4 September 2023

Value for Money guidance OIA response

Value for Money guidance