Document Library

Found 1629 results. Displaying page 22 of 109

1. 27 June 2023

   Media enquiries - OIA request

   OIA request relating to internal communications about media enquiries.

2. 27 June 2023

   NZX Obligations Review 2023

   Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

3. 27 June 2023

   Staff Statistics OIA

   OIA request for Statistics on Staff salaries, turnover and diversity.

4. 26 June 2023

   CoFI Intermediated Distribution guidance note

   CoFI guidance note: Intermediated distribution. This guidance note is for financial institutions. It gives guidance on the FMA’s expectations when financial institutions distribute products and services through intermediaries.

5. 26 June 2023

   CoFI intermediated distribution consultation themes

   Summary of key themes. An overview of feedback received as part of consultation on the proposed CoFI guidance note on intermediated distribution.

6. 26 June 2023

   CoFI intermediated distribution submissions report

   Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.

7. 23 June 2023

   Consultation paper proposed guidance for keeping proper CRD records

   Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.

8. 23 June 2023

   Climate Reporting Disclosures and the use of third party providers

   Guidance document - climate related disclosure and the use of third party providers

9. 23 June 2023

   Proposed guidance and expectations for keeping proper climate-related disclosure records

   This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.

10. 23 June 2023

    Submission form Proposed guidance for keeping proper CRD records

    Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records

11. 20 June 2023

    Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

    Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.

12. 20 June 2023

    Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

    Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.

13. 15 June 2023

    ICE Futures Europe general obligations review 2023

    The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.

14. 15 June 2023

    ICE Futures US general obligations review 2023

    The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.

15. 12 June 2023

    Exemption notice - Fonterra capital return

    The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.