Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Keywords

Date Published

Sort by:

Found 1629 results. Displaying page 19 of 109

31 July 2023

FMI Standards Guidance

This guidance is intended to assist operators of Financial Market Infrastructures (FMIs), designated under the Financial Market Infrastructures Act 2021 (the Act), meet the requirements set out in the FMI Standards issued under section 31 of the Act
31 July 2023

FMI Standards

FMI standards for designated Financial Market Infrastructures.
31 July 2023

Guidance note for overseas FMIs equivalence framework

This guidance note sets out the ways the operator of an overseas FMI with a link to New Zealand can be designated under the Act, and our approach to applying standards to an operator of an overseas FMI.
31 July 2023

Standard 13 Participant default rules and procedures

Standard 13 Participant default rules and procedures for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 12 Exchange of value settlement systems

Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 11 Central securities depositories

Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 10 Physical deliveries

Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 1 Legal Basis

Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 18 Access and participation requirements

Standard 18 Access and participation requirements for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 16 Custody and Investment Risks

Standard 16 Custody and Investment Risks for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 17B Critical service providers

Standard 17B Critical service providers for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 15 General business risk

Standard 15 General business risk for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 17A Contingency plans

Standard 17A Contingency plans for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 17C Cyber resilience

Standard 17C Cyber resilience for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 17 Operational risk

Standard 17 Operational risk for designated Financial Market Infrastructures (FMIs).