Document Library

Found 1612 results. Displaying page 75 of 108

1. 30 November 2016

   Portfolio Superannuation Fund Levy Waiver

   On 23 November 2016 the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Fund in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.

2. 28 November 2016

   Exemption notice - Financial Markets Conduct i Select Superannuation Scheme

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

3. 25 November 2016

   161125 ANZ Investment Services New Zealand Limited Section 68 Notice

   The notice under Section 68 of FMC Act to ANZ Investment Services New Zealand Limited, 25 November 2016.

4. 25 November 2016

   Exemption notice - Portfolio Superannuation Scheme 2016

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2016

5. 24 November 2016

   Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

   Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

6. 22 November 2016

   Response to submissions on regulatory returns for prescribed intermediary services

   In October 2016 we consulted on the information we will request from crowdfunding and peer-to-peer lending licensees through annual regulatory returns. This document details our response to submissions.

7. 18 November 2016

   Exemption notice - Financial Markets Conduct Antipodes Gold Limited

   Financial Markets Conduct (Antipodes Gold Limited) Exemption Notice 2016

8. 18 November 2016

   Exemption Notice - Financial Markets Conduct Bonus Bonds 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016.

9. 18 November 2016

   Exemption Notice - Financial Markets Conduct Forestry Schemes

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

10. 16 November 2016

    Exemption notice - Complectus Ltd

    Financial Markets Conduct (Complectus Limited) Exemption Notice 2016

11. 15 November 2016

    How the FMC Act will affect companies and incorporated societies that manage communal facilities

    This information sheet explains how the FMC Act will affect companies and incorporated societies that manage communal facilities.

12. 14 November 2016

    Exemption notice - Financial Markets Conduct Complectus Trustee Services Limited

    Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

13. 14 November 2016

    Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

    Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

14. 11 November 2016

    Exemption notice - Financial Markets Conduct Corporate Trustees

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

15. 4 November 2016

    Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016