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Found 1637 results. Displaying page 31 of 110

1. 18 March 2022

   Impact of Russia Sanctions on AML/CFT reporting entities

   An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.

2. 17 March 2022

   Whistleblowing information - OIA request

   OIA request regarding whistleblowing information.

3. 15 March 2022

   Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

   This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.

4. 8 March 2022

   Exemption Notice - IG Australia

   The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.

5. 7 March 2022

   Simplicity NZ Ltd - Direction Order

   Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.

6. 2 March 2022

   Review of credit card repayment insurance - OIA request

   OIA request regarding Review of credit card repayment insurance products (CCRI Report)

7. 28 February 2022

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

8. 28 February 2022

   CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

9. 28 February 2022

   CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

10. 28 February 2022

    CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

    CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

11. 25 February 2022

    CoFR agencies - OIA request

    OIA request response regarding information discussed by CoFR regarding the Credit Contracts and Consumer Finance Act (CCCFA).

12. 20 February 2022

    Exemption Notice - Imperium Markets

    Imperium Markets Exemption Notice 2022

13. 30 January 2022

    CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

    CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

14. 28 January 2022

    Application Form - Supervisors Licence TRU1.1

    Application Form for Financial Markets Supervisors Licence (For a New Licence or to Replace an Expiring Licence) TRU1.1

15. 27 January 2022

    Ease of Doing Business Stakeholder research 2021

    The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.