Document Library

Found 1624 results. Displaying page 18 of 109

1. 9 May 2023

   Sharesies levy waiver

   Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.

2. 9 May 2023

   Supervisors Licence Covenant Trustee Services Limited

   This is to certify that COVENANT TRUSTEE SERVICES LIMITED FSP30521, is licensed under section 16(1) of the Financial Markets Supervisors Act 2011 to act as a supervisor in respect of debt securities; a supervisor in respect of registered schemes excluding KiwiSaver schemes, Superannuation schemes and Workplace Savings schemes and a statutory supervisor in respect of retirement villages.

3. 8 May 2023

   Supervisor Licence - the new zealand guardian trust company limited

   This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.

4. 5 May 2023

   Kia Toipoto the Public Service Gender Maori Pacific and Ethnic Pay Gaps Action Plan 2021 24

   Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24

5. 5 May 2023

   Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ) - MOU

   MOU between Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ)

6. 27 April 2023

   Change of manager director notification form

   Reg 191 form for FMCA licence types.

7. 27 April 2023

   30 September 2022 Disclose Register MIS fund update

   Disclose Register MIS fund update 30 September 2022

8. 27 April 2023

   31 December 2022 Disclose Register MIS fund update

   MIS Disclose Data 31 December 2022

9. 21 April 2023

   2023 FMA Annual Letter of Expectations

   Letter of expectations delivered by the Minister to the FMA for the 2023/24 period.

10. 20 April 2023

    Am I a Climate Reporting Entity FAQ

    Entities required by legislation to produce climate statements are known as Climate Reporting Entities or CREs. Find out if you are a Climate Reporting Entity on this fact sheet.

11. 20 April 2023

    Authorised Bodies Climate Reporting Entities Flow Chart

    This flowchart can be used to determine if an authorised body is a climate reporting entity.

12. 12 April 2023

    Wei (Walker) Zhong and Lei (Regina) Ding - Judgment

    High Court Judgment: Wei (Walker) Zhong and Lei (Regina) Ding have been found to have contravened the Financial Markets Conduct Act 2013 in relation to the trading of Oceania Natural Limited (ONL) shares.

13. 6 April 2023

    Peer-to-Peer lending and Crowdfunding: sector snapshot

    Crowdfunding and Peer-to-Peer sector report for the 2022 period.

14. 5 April 2023

    Exemption Notice - Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer)

    Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer) Exemption Notice 2023

15. 5 April 2023

    Prosecution policy

    This prosecution policy (the Prosecution Policy) sets out the specific decision-making criteria to be applied when considering criminal prosecution