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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1637 results. Displaying page 2 of 110

  4. 22 August 2024

    FMA v CBL Corporation Ltd in liq penalty

    The High Court has ordered Peter Harris, the former CBL Corporation Limited (In Liquidation) (CBLC) managing director, to pay a penalty of $1.4 million for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013 (FMCA) (the Continuous Disclosure Proceeding).