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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1629 results. Displaying page 33 of 109

  1. 12 August 2021

    OIAP Referrals to FMA under FSP Act

    OIAP response dated 12 August 2021, Referrals to FMA under FSP Act - Request for statistics relating to referrals to the FMA under the FSP Act 
    Tags
    Type
    PDF, OIA

  4. 10 August 2021

    Domain Name Commission Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Domain Name Commission Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  6. 2 August 2021

    Retail Investor Platforms Research

    The objectives of the research were to understand the type of profile of investors in retail platforms; their risks and behaviours within these platforms and motivations and influences that brought them to where they are. The research was conducted by Colmar Brunton in July 2021
    Tags
    Business, FMA
    Type
    PDF, Research

  14. 26 July 2021

    AML/CFT enforcement action - OIA request

    OIAP response 26 July 2021 on AMLCFT enforcement action - Requesting information of the sum of AML/CFT enforcement action taken by the FMA
    Tags
    Type
    PDF, OIA