Document Library

Found 1593 results. Displaying page 57 of 107

1. 15 November 2018

   Bank Conduct and Culture Report 2018

   The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking. This is the report.

2. 14 November 2018

   Bank Incentive Structures 2018

   Findings from an FMA review of incentive structures in the banking industry.

3. 8 November 2018

   Exemption notice - Financial Markets Conduct Invion Limited

   Financial Markets Conduct (Invion Limited) Exemption Notice 2018

4. 1 November 2018

   Determining whether you are acquiring a business or assets guidance

   This guidance sets out our view of what constitutes a ‘business’ for these purposes, as opposed to an asset. It also sets out additional information issuers should consider disclosing for asset acquisitions.

5. 1 November 2018

   Bank Conduct and Culture Review

   Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.

6. 30 October 2018

   RIS Exemption to enable dual-language product disclosure statements

   RIS: Exemption to enable dual-language product disclosure statements. October 2018

7. 30 October 2018

   Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

8. 29 October 2018

   Dual language PDS exemption consultation submissions report

   This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.

9. 26 October 2018

   Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

   This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

10. 25 October 2018

    FMA Annual Report 2017 - highlights

    These are highlights from the FMA Annual Report 2018.

11. 25 October 2018

    FMA Annual Report 2018

    FMA Annual Report 2018.

12. 25 October 2018

    Pacific Eagle Capital - Infringement Notice reminder

    Infringement Notice reminder served on Pacific Eagle Capital by the FMA, 25 October 2018.

13. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

14. 18 October 2018

    Social Media Campaign 2018 - OIA response

    OIA response, on 18 October 2018, regarding costs surrounding a social media campaign for World Investor Week 2018

15. 11 October 2018

    Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018