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Found 1628 results. Displaying page 37 of 109

26 March 2021

Common sense for your dollars and cents

New rules around financial advice came into play in March 2021. The Financial Markets Authority explains the changes and why they are good news for everyday New Zealanders.

Tags

Financial advice, Consumer

Type

PDF
26 March 2021

Exemption notice - AIA International Limited

Financial Markets Conduct (AIA International Limited)
Exemption Notice 2021.

Tags

Exemptions, Business

Type

PDF
25 March 2021

Consultation Response to submissions regulatory returns DI MIS DIMS

Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.

Tags

Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Consultations, Roles, Business

Type

PDF
23 March 2021

Exemption notice - Financial Markets Conduct Trustee Executors Limited

Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
18 March 2021

Exemption Notice - QBE Group 2021

Financial Markets Conduct Exemption Notice 2021: QBE Group.

Tags

Exemptions, Business

Type

PDF
16 March 2021

Exemption notice - EML Payment Solutions

EML Payment Solutions Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
16 March 2021

Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
11 March 2021

2021/22 Letter of Expectations from the Minister

2021/22 Letter of Expectations from the Minister

Tags

Annual letter of expectations from the Minister, FMA

Type

PDF
10 March 2021

Consultation paper Proposed class exemption for restricted schemes

Consultation paper: Proposed class exemption for
restricted schemes from certain disclosure and
reporting obligations.

Tags

Consultations, Business

Type

PDF
9 March 2021

Proposed exemption restricted schemes feedback form

Consultation feedback form: restricted schemes

Tags

Consultations, Business

Type

Word document, Feedback form
9 March 2021

Consultation Recognition of Australian adviser qualifications submissions report

The following submissions were received in response to our consultation on recognition of Australian adviser
qualifications.

Tags

Financial Adviser, Consultations, Roles, Business

Type

PDF
9 March 2021

Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

Tags

Financial Adviser, Roles, Exemptions, Business

Type

PDF, Guidance
3 March 2021

Exemption notice - Allianz Australia Insurance Limited

Allianz Australia Insurance Limited Exemption Notice 2021.

Tags

Exemptions, Business

Type

PDF
2 March 2021

Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
19 February 2021

Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

Financial Markets Conduct (Insider Trading - Livestock
Improvement Corporation Limited) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF