Document Library

Found 1597 results. Displaying page 1 of 107

1. 25 July 2024

   Guide for providers of client money or property services

   This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.

2. 25 July 2024

   Submissions report Guide for providers of client money or property services

   Submissions report Guide for providers of client money or property services

3. 25 July 2024

   Exemption notice 2024 - Financial Markets Conduct Climate Statements Spark Finance Limited

   The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

4. 23 July 2024

   New Zealand Claims Resolution Service MOU

   MOU between the FMA and New Zealand Claims Resolution Service

5. 19 July 2024

   Feedback form Proposed guidance on references to climate statements in disclosure documents

   Feedback form Proposed guidance on references to climate statements in disclosure documents

6. 19 July 2024

   Consultation paper Guidance on references to climate statements in disclosure documents

   Consultation paper Guidance on references to climate statements in disclosure documents

7. 18 July 2024

   Understanding Fairness in Financial Services

   FMA Occasional Paper No.1 Understanding Fairness in Financial Services

8. 15 July 2024

   FMA Outlook 2024

   The FMA Outlook 2024/25 is a one-page summary provides our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.

9. 8 July 2024

   FAP regulatory returns info sheet

   Information Sheet for Financial Advice Providers (FAPs) who are submitting an annual FAP regulatory return online

10. 5 July 2024

    Bonds Guide

    The Bonds Guide provides investors with information on how to choose, buy and own bonds.

11. 5 July 2024

    Managed Fund Guide

    The Managed Fund Guide is your guide to choosing, buying and monitoring managed funds and exchange traded funds (ETFs).

12. 5 July 2024

    Shares guide

    The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.

13. 2 July 2024

    FMA and Vero settlement agreement for execution

    Settlement Agreement dated June 2023 Vero Insurance New Zealand Limited

14. 2 July 2024

    Signed FMA and Vero settlement agreement for execution

    Signed FMA and Vero settlement agreement for execution

15. 26 June 2024

    Statement of Performance Expectations 2024 to 2025

    This SPE sets out our financial forecast for the financial year 1 July 2024 to 30 June 2025. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2024-2028