KiwiSaver switching behaviour 150621
The aim of this research was to identify how any switches and other transactions took place between Febuary and April 2020 at the height of the market volatility associated with COVID-19
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The aim of this research was to identify how any switches and other transactions took place between Febuary and April 2020 at the height of the market volatility associated with COVID-19
This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. It includes small changes to our previous plan, but overall our focus areas remain unchanged.
This document is for issuers listed on Catalist Markets, their advisers, and other interested parties. It discusses exemptions to enable Catalist listed issuers to make ‘same class’ offers and small offers of $2 million or less through the market.
Financial Markets Conduct (Denarau Villas) Exemption Notice 2021
Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2014 report.
OIA response, dated 26 May 2021, regarding a market research query surrounding number of licenses issued by the FMA
Financial Markets Conduct Exemption Notice 2021: Silverwood Land 2015 Limited Partnership
OIA response, dated 21 May 2021, costs incurred from investigation commencement to completion by FMA and FADC relating to FADC case reference FADC 010
This report is for FMA-licensed entities and their key stakeholders. It gives feedback on key findings of the FMA’s September 2020 survey on industry readiness for negative interest rates.
Supreme Court Judgment in the application of appeal by Steven Robertson, 10 May 2021.
Explore CoFR’s Consumer Vulnerability Framework with guidance to help financial firms support at-risk consumers and improve service delivery.
Class legislative notice summary, 30 April 2021
Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021
Kiwisaver FUM forecasts/projections OIA response, dated 30 April 2021
Financial Markets Conduct Exemption Notice 2021: Spark New Zealand Limited Group.