Document Library

Found 1612 results. Displaying page 14 of 108

1. 31 July 2023

   Standard 23B Notification

   Standard 23B Notification for designated Financial Market Infrastructures (FMIs).

2. 31 July 2023

   Standard 2 Governance

   Standard 2 Governance for designated Financial Market Infrastructures (FMIs).

3. 31 July 2023

   Standard 3 Framework for the comprehensive management of risks

   Standard 3 Framework for the comprehensive management of risks for designated Financial Market Infrastructures (FMIs),

4. 31 July 2023

   Standard 9 Money settlements

   Standard 9 Money settlements for designated Financial Market Infrastructures (FMIs).

5. 31 July 2023

   Standard 7 Liquidity risk

   Standard 7 Liquidity risk for designated Financial Market Infrastructures (FMIs).

6. 31 July 2023

   Standard 4 Credit risk

   Standard 4 Credit risk for designated Financial Market Infrastructures (FMIs).

7. 31 July 2023

   Standard 8 Settlement

   Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).

8. 31 July 2023

   Standard 5 Collateral

   Standard 5 Collateral for designated Financial Market Infrastructures (FMIs).

9. 31 July 2023

   Standard 6 Margin

   Standard 6 Margin for designated Financial Market Infrastructures (FMIs).

10. 28 July 2023

    Presentation Scenario analysis in the CRD regime

    Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.

11. 27 July 2023

    The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

    Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

12. 21 July 2023

    8 steps to apply for a Financial Insitituion licence

    This action plan sets out the key steps needed to apply for your financial institution licence.

13. 21 July 2023

    Licensing guide -Financial Institutions

    This guide is for businesses who are intending to apply for a financial institution licence.

14. 12 July 2023

    Consultation paper Proposed standard condition on business continuity and technology systems

    Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.

15. 12 July 2023

    Submission form Proposed standard condition on business continuity and technology systems

    Submission form Proposed standard condition on business continuity and technology systems