Document Library

Found 1593 results. Displaying page 7 of 107

1. 19 December 2023

   Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

   The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

2. 15 December 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

3. 13 December 2023

   Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

   This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

4. 13 December 2023

   SGX DT Obligations Review 2023

   Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.

5. 8 December 2023

   Accredited body report - CPA Australia 2023

   Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023

6. 8 December 2023

   Accredited body report - NZICA 2023

   Accredited body report - NZICA 2023

7. 8 December 2023

   McEwen and Associates Permanent Stop Order

   The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

8. 5 December 2023

   FMA Annual Report 2023

   Financial Markets Authority 2023 Annual Report

9. 5 December 2023

   Ease of Doing Business Report 2023

   FMA Ease of Doing Business Report following research 2023

10. 5 December 2023

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

11. 30 November 2023

    Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

    FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

12. 27 November 2023

    Medical Assurance Society NZ Ltd Judgment

    Judgment issued against Medical Assurance Society NZ Ltd (MAS).

13. 27 November 2023

    Medical Assurance Society NZ Ltd settlement agreement

    Medical Assurance Society NZ Ltd settlement agreement

14. 24 November 2023

    Audit Quality Monitoring Report 2023

    Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

15. 24 November 2023

    RBNZ and FMA Governance Thematic Webinar plus QA

    The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.