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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 3 results. Displaying page 1 of 1

  1. 30 June 2017

    Mark Warminger -Penalty Judgment

    High Court Penalty Judgment in the case against Mark Warminger, 29 June 2017.
    Tags
    Court decision, Enforcement
    Type
    PDF

  3. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Judgment, Enforcement
    Type
    PDF