Document Library

Found 1646 results. Displaying page 62 of 110

1. 27 March 2019

   Michael Derek Wood - notice of decision NZICA

   New Zealand Insitute of Chartered Accountants notice of decision and order of the professional conduct committee with regards to Michael Derek Wood in March 2019.

2. 22 March 2019

   Complaints against AFAs and RFAs - OIA response

   OIA, dated 22/03/2019, regarding complaints made to the FMA about Authorised Financial Advisers and Registered Financial Advisers over the last five years

3. 22 March 2019

   Spending on advertising - OIA response

   OIA Request regarding spending on advertising

4. 14 March 2019

   Bublitz First Trial costs - OIA response

   OIA response, dated 14 March 2019, regarding the cost breakdown of the Bublitz First Trial

5. 5 March 2019

   ANZ Bank New Zealand Limited - Appeal Judgment

   Judgment of the Court of Appeal in the case against ANZ Bank New Zealand Limited, 5 March 2019.

6. 28 February 2019

   ASX 24 Obligations Review 2018

   The FMA is required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.The ASX 24 Obigations Review 2018 covers the period 1 July 2016 to 30 June 2018.

7. 21 February 2019

   Viaduct Capital & Mutual Finance - Judgment

   High Court verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, 21 February 2019.

8. 21 February 2019

   Viaduct and Mutual finance - case verdicts

   High Court case verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, February 2019.

9. 18 February 2019

   Bublitz Trial cost - OIA response

   OIA response, dated 18 February 2019, rearding R v Bublitz & Ors second trial costs

10. 18 February 2019

    Expense Disclosure CE Hospitality July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

11. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018

12. 18 February 2019

    Expense Disclosure CE Other July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

13. 18 February 2019

    Expense Disclosure CE Travel July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

14. 15 February 2019

    Financial Markets Conduct (NZX Participant Rules) - Approval of Rule Change Notice 2019

    This notice approves changes to the Participant Rules that were provided to the FMA by NZX for approval on 18 December 2018 with further minor amendments provided 17 January 2019.

15. 15 February 2019

    Gifts and Hospitality since 2013 - OIA response

    OIA response, dated 15 Feb 2019, requesting information surrounding any gifts and hospitality given to FMA staff by private organisations since 2013.