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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1690 results. Displaying page 49 of 113

  2. 30 June 2020

    NZX Obligations Review 2020

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2020.

  3. 29 June 2020

    Statement of Performance Expectation 2020

    The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our future performance and report on the progress of that performance against our performance targets. This is our 2020 report.

  4. 29 June 2020

    Statement of Intent 2020

    The Statement of Intent sets out how we will measure our progress against our strategic intentions in the medium term. It should be read in conjunction with the annual Statement of Performance Expectations. This is our 2020 report.

  5. 24 June 2020

    Investor Confidence Report 2020

    This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA. The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2020.

  6. 18 June 2020

    Auditor Regulation and Oversight Plan 2020 2023

    This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.

  9. 5 June 2020

    Pacific scams A4 infosheet in English

    This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.

  10. 5 June 2020

    Pacific Scams DLE in English

    This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.

  12. 28 May 2020

    KiwiSaverLookseeFlowChart

    Infographic that allows you to visualise your KiwiSaver journey and make good choices.