Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1686 results. Displaying page 33 of 113

18 March 2022

Impact of Russia Sanctions on AML/CFT reporting entities

An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.
17 March 2022

Whistleblowing information - OIA request

OIA request regarding whistleblowing information.
15 March 2022

Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.
8 March 2022

Exemption Notice - IG Australia

The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
7 March 2022

Simplicity NZ Ltd - Direction Order

Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.
2 March 2022

Review of credit card repayment insurance - OIA request

OIA request regarding Review of credit card repayment insurance products (CCRI Report)
28 February 2022

CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22
28 February 2022

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22
28 February 2022

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22
28 February 2022

CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22
25 February 2022

CoFR agencies - OIA request

OIA request response regarding information discussed by CoFR regarding the Credit Contracts and Consumer Finance Act (CCCFA).
20 February 2022

Exemption Notice - Imperium Markets

Imperium Markets Exemption Notice 2022
30 January 2022

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21
28 January 2022

Application Form - Supervisors Licence TRU1.1

Application Form for Financial Markets Supervisors Licence (For a New Licence or to Replace an Expiring Licence) TRU1.1
27 January 2022

Ease of Doing Business Stakeholder research 2021

The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.