Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1690 results. Displaying page 18 of 113

31 July 2023

Standard 3 Framework for the comprehensive management of risks

Standard 3 Framework for the comprehensive management of risks for designated Financial Market Infrastructures (FMIs),
31 July 2023

Standard 9 Money settlements

Standard 9 Money settlements for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 7 Liquidity risk

Standard 7 Liquidity risk for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 4 Credit risk

Standard 4 Credit risk for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 8 Settlement

Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 5 Collateral

Standard 5 Collateral for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 6 Margin

Standard 6 Margin for designated Financial Market Infrastructures (FMIs).
28 July 2023

Presentation Scenario analysis in the CRD regime

Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.
27 July 2023

The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.
21 July 2023

8 steps to apply for a Financial Insitituion licence

This action plan sets out the key steps needed to apply for your financial institution licence.
21 July 2023

Licensing guide -Financial Institutions

This guide is for businesses who are intending to apply for a financial institution licence.
12 July 2023

Consultation paper Proposed standard condition on business continuity and technology systems

Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
12 July 2023

Submission form Proposed standard condition on business continuity and technology systems

Submission form Proposed standard condition on business continuity and technology systems
10 July 2023

Consultation paper Climate related disclosures timing mismatch

The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
7 July 2023

Climate related disclosures implementation approach

The Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill) received Royal assent on 27 October 2021. This document briefly explains the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Act 2021 (the CRD legislation) and outlines the Financial Markets Authority’s (FMA) implementation approach for the CRD regime over a period of approximately 4 years, through to 2025/26. It sets out the roles and responsibilities of the various government agencies, to help industry understand ‘who is doing what’ with regard to CRD.