Document Library

Found 1643 results. Displaying page 67 of 110

1. 30 July 2018

   Expense disclosure CE Gifts and Benefits January to June 2018

   CE gifts and hospitality disclosure for the period 1 January 2018 - 30 June 2018

2. 30 July 2018

   Expense disclosure CE Hospitality January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

3. 30 July 2018

   Expense disclosure CE Travel January to June 2019

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

4. 26 July 2018

   Opt-out of the IDCOP - OIA response

   OIA response, 26 July 2018, regarding FMA processing notifications to opt-out of the IDCOP

5. 23 July 2018

   Letter to agencies regarding State Services Commission Inquiry

   Letter to agencies regarding State Services Commission (SSC) inquiry into the use of external security consultants, dated 23 July 2018

6. 19 July 2018

   Consultation paper Determining whether you are acquiring a business or assets

   This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.

7. 19 July 2018

   FMA OIA statistics - OIA response

   OIA response, dated 19 July 2018, asking for how many OIA requested were received for the previous two financial years.

8. 19 July 2018

   Determining whether you are acquiring a business or assets feedback form

   Consultation paper feedback form: determining whether you are aquiring a business or assets

9. 16 July 2018

   Exemption from the market index requirement guidance

   This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.

10. 9 July 2018

    Consultation paper on legislative notices and unnecessary compliance cost

    This consultation paper is for participants who rely on our legislative notices; legal advisers; and other interested parties. It seeks feedback on whether any notice granted by us insufficiently addresses, or inadvertently creates, unnecessary compliance costs.

11. 3 July 2018

    Class legislative notice summary 2018

    This is a summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted as at 2 July 2018. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

12. 3 July 2018

    Disclosure of significant accounting estimates

    This information sheet explains our expectations on disclosure of significant accounting estimates. It is part of our work on improving the overall quality of information being disclosed in financial statements.

13. 2 July 2018

    QFE insurance providers’ replacement business practices

    This thematic review published in July 2018 focuses on QFE insurance providers’ replacement business practices and assesses how their policies and procedures are designed to ensure consumer protection at the point of policy replacement.

14. 30 June 2018

    30 June 2018 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 June 2018

15. 30 June 2018

    30 June 2018 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 June 2018