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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1690 results. Displaying page 19 of 113

  2. 5 July 2023

    Validus - Stop Order

    FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.

  5. 27 June 2023

    Statement of Performance Expectations 2023 to 2024

    This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.

  8. 27 June 2023

    NZX Obligations Review 2023

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

  9. 27 June 2023

    Staff Statistics OIA

    OIA request for Statistics on Staff salaries, turnover and diversity.

  10. 26 June 2023

    CoFI Intermediated Distribution guidance note

    CoFI guidance note: Intermediated distribution. This guidance note is for financial institutions. It gives guidance on the FMA’s expectations when financial institutions distribute products and services through intermediaries.

  12. 26 June 2023

    CoFI intermediated distribution submissions report

    Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.