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Found 1690 results. Displaying page 104 of 113

1. 15 October 2013

   FMP Medical Services Limited - order

   Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013

2. 1 October 2013

   Clear, Concise and Effective Disclosure? - Report 2013

   In this report we outline our findings and observations to help issuers and their advisers understand our expectations of ‘clear, concise and effective’ disclosure. Published in October 2013.

3. 1 October 2013

   KiwiSaver Report 2013

   The report details the principal matters transacted under the Act during the year ended 30 June 2013, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.

4. 30 September 2013

   Monitoring of non-GAAP disclosures response to guidance note

   In this review we assessed the market’s response to the guidance note to gain an early indication of whether disclosures around non-GAAP (generally accepted accounting principles) financial information are improving.

5. 1 September 2013

   Superannuation Schemes Report 2013

   This report has been prepared in accordance with section 28 of the Act and details the principal matters transacted under the Act for the year ended 30 June 2013. This report is solely in respect of registered superannuation schemes and does not include any KiwiSaver scheme data. There is a separate report prepared for KiwiSaver schemes in respect of the year ended 30 June 2013.

6. 30 August 2013

   NZ Council of Victim Support Groups - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups

7. 1 August 2013

   AML/CFT - wire transfers fact sheet

   The Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act) contains a set of obligations for reporting entities to enhance the transparency of wire transfers. Wire transfers have been assessed in the National Risk Assessment as presenting a high risk of money laundering in New Zealand, which is consistent with experience overseas.

8. 1 August 2013

   Consultation feedback Practical implications of Factsheet on Managing Intermediaries

   Consultation feedback from DLA Phillips Fox: Practical implications of Factsheet on Managing Intermediaries feedback

9. 1 August 2013

   Guardian Trust submission

   Submission made on behalf of The New Zealand Guardian Trust Company Limited in response to the consultation paper 'Practical Implications of Reporting Entitie transacting with other Reporting Entities and the Factsheet.

10. 1 August 2013

    Harbour submission

    Submission in response to consultation by Harbour.

11. 1 August 2013

    Consultation response managing intermediaries Champman tripp 2013

    Response to consultation - Chapman Tripp, 1 Aug 2013: practical implications of reporting entities transacting with other reporting entities

12. 1 August 2013

    Kensington Swan Lawyers submission

    Response to consultation paper from Kensington Swan, 1 Aug 2013: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries.

13. 1 August 2013

    MinterEllisonRuddWatts Lawyers submission

    Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback

14. 1 August 2013

    New Zealand Bankers Association submission

    Response to consultation, New Zealand Bankers Association, 3 Aug 2013: Draft factsheet on managing intermediaries

15. 1 August 2013

    practical implications of factsheet on managing intermediaries feedback 3 1

    Response to Consultation by AMP Capital: Practical Implications of Factsheet on Managing Intermediaries feedback.