Document Library

Found 1643 results. Displaying page 2 of 110

1. 18 December 2024

   Vero LIability CoFI Exemption Notice

   Financial Markets Conduct (Conduct of Financial Institutions – Vero Liability Insurance Limited) Exemption Notice 2024.

2. 17 December 2024

   Exemption Notice 2024 - Financial Markets Conduct of Financial Institutions Resolution Life New Zealand Limited

   Financial Markets Conduct of Financial Institutions Resolution Life New Zealand Limited Exemption Notice 2024

3. 16 December 2024

   ASX 24 Obligations Review 2024

   Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.

4. 16 December 2024

   SGX DT Obligations Review 2024

   Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024

5. 13 December 2024

   Submissions report outcomes focussed regulation 1

   Submissions report following Consultation on outcomes focussed regulation - document 1

6. 13 December 2024

   Submissions report outcomes focussed regulation 2

   Submissions report following Consultation on outcomes focussed regulation - document 2

7. 13 December 2024

   Submissions report outcomes focussed regulation 3

   Submissions report following Consultation on outcomes focussed regulation - document 3

8. 13 December 2024

   Submissions report outcomes focussed regulation 4

   Submissions report following Consultation on outcomes focussed regulation - document 4

9. 13 December 2024

   Financial Markets Conduct Conduct of Financial Institutions ACS NZ Limited Exemption Notice 2024

   Financial Markets Conduct (Conduct of Financial Institutions – ACS (NZ) Limited) Exemption Notice 2024

10. 11 December 2024

    Exemption Notice 2024 - Financial Markets Conduct (Climate-related Disclosures – The Hongkong and Shanghai Banking Corporation Limited)

    Financial Markets Conduct (Climate-related Disclosures – The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2024

11. 11 December 2024

    Exemption Notice 2024 - Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.)

    Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.) Exemption Notice 2024

12. 11 December 2024

    Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Citibank N.A.

    Financial Markets Conduct Climate related Disclosures Citibank N.A. Exemption Notice 2024

13. 10 December 2024

    Accredited body report - CPA Australia 2024

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024

14. 10 December 2024

    Accredited body report - NZICA 2024

    Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202

15. 6 December 2024

    Financial Markets Conduct NZX Listing Rules Approval of Rule Change Notice 9 of 2024

    This notice is Financial Markets Conduct NZX Listing Rules Approval of Rule Change Notice 9/2024