Document Library

Found 1690 results. Displaying page 89 of 113

1. 28 September 2015

   Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

   This consultation is for real estate developers, property investors and agents, legal advisers and those involved in property development. It aims to seek views on whether corporate vehicles used to manage costs associated with communal facilities should be exempted from FMC Act regime

2. 25 September 2015

   Exemption Notice - Financial Markets Conduct IG Markets Limited

   Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015

3. 25 September 2015

   Vivier and Company Limited - Judgment

   High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.

4. 16 September 2015

   Consultation Paper Employee Share Schemes

   This consultation is for companies, offerors, legal advisers. It aims to seek feedback on possible exemptions for employee share purchase schemes

5. 14 September 2015

   IPOs under the Financial Markets Conduct Act 2013 research report

   Research reports for IPOs under the Financial Markets Conduct Act 2013

6. 11 September 2015

   Exemption notice - Financial Reporting Act Lloyds Banking Group

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015

7. 11 September 2015

   First Mortgage and First Mortgage PIE Trust Waiver Notice

   First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

8. 11 September 2015

   Exemption Notice - Securities Act Lloyds Banking Group 2015

   Securities Act Exemption Notice 2015: Lloyds Banking Group.

9. 4 September 2015

   PTT Ltd - Judgment

   The High Court Judgment in the case against PTT Ltd 4 September 2015.

10. 4 September 2015

    Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016

11. 3 September 2015

    Consultation paper auditor regulation act amendmment

    This consultation is for licensed auditors and registered audit firms. It aims to seek views from licensed auditors and registered audit firms on the proposed changes to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Firms) Notice 2012.

12. 25 August 2015

    Consultation paper scrip offers in takeovers

    This consultation is for businesses and their advisers. It aims to seek views on a proposal not to grant a class exemption from disclosure requirements for offers of financial products made in takeovers.

13. 13 August 2015

    Guide to market misconduct risks for MIS managers

    This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

14. 12 August 2015

    Expectations for and experiences of retirement - research report

    This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.

15. 1 August 2015

    Investigations and Enforcement Report 2015

    This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June 2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the behaviour we expect.