Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1629 results. Displaying page 27 of 109

17 January 2023

Cigna Life Insurance New Zealand Ltd - Judgment

The Wellington High Court has ordered Cigna Life Insurance New Zealand Limited to pay a final pecuniary penalty of $3,575,000. 
17 January 2023

Supervisor Licence Certificate - Trustees Executors Limited

Trustees Executors Limited – FSP37383, Supervisor Licence Certificate
17 January 2023

Supervisors Licence Public Trust

This is the Supervisors Licence Public Trust certificate. LICENCE GRANTED: 17 January 2023, LICENCE STATUS: Active.
31 December 2023

31 December 2022 Disclose Register KiwiSaver fund updates

Disclose Register KiwiSaver fund update for the period ending 31 December 2022.
21 December 2022

Bruce Allan Baillie - NZICA decision on appeal

NZICA Bruce Allan Baillie decision on appeal.
21 December 2022

Wynyard Group - NZICA decision on appeal

NZICA has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.
15 December 2022

ASX 24 Obligations Review 2022

This review covers the period 1 July 2020 to 30 June 2022 and is our fourth review of ASX 24 since its licence came into effect on 1 December 2014.
15 December 2022

AML/CFT Designated Business Group – Formation and Change Guideline

This guideline 2022 is designed to help reporting entities forming a designated business group (DBG) to understand the process for doing so. Entities may form a DBG if they are eligible to do so under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations.
15 December 2022

GST modelling on GST changes - OIA request

FMA response to OIA request modelling relating to changes to GST treatment of investment management fees
15 December 2022

FMA cases prosecuted - OIA request

OIA request for information on FMA cases prosecuted
15 December 2022

Kiwisaver funds that move the market - OIA request

Our response to a OIA request relating to Kiwisaver funds moving the market
15 December 2022

Trading financial derivates policy - OIA request

OIA response to a request for information on policy on trading financial derivatives
15 December 2022

Bullying and harassment statistics - OIA request

OIA response to a request for FMA statistics on bullying and harassment
15 December 2022

UK recruitment trip - OIA request

OIA response to request for information surrounding the UK recruitment trip 2022
15 December 2022

Value for Money discussion document - OIA response

OIA response: Request for Value for Money discussion document