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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1643 results. Displaying page 15 of 110

31 January 2024

CE Expense Disclosure Hospitality Samantha Barrass Jul 22 Jun 2023

CE hospitality expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Other Samantha Barrass Jul 22 Jun 2023

CE other expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Summary Samantha Barrass Jul 22 Jun 2023

CE summary expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Travel Samantha Barrass Jul 22 Jun 2023

CE Travel expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
30 January 2024

Exemption Notice BGC revocation notice

This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
30 January 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024
30 January 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024
21 December 2023

Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.
20 December 2023

FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation
19 December 2023

Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.
15 December 2023

Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

Financial Market Infrastructures Act Designation Notice (ASXCF) 2023
13 December 2023

Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.
13 December 2023

SGX DT Obligations Review 2023

Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.
8 December 2023

Accredited body report - CPA Australia 2023

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023