Document Library

Found 1686 results. Displaying page 109 of 113

1. 1 April 2012

   April 2012 Policies and guidance for the assessment of applications to be an accredited body

   This document sets out FMA’s policies in relation to how it will act in determining applications for accreditation and in imposing, varying, removing or adding to conditions of accreditation, as well as explaining how to apply for accredited body status.

2. 1 April 2012

   Exemption Notice 2012 - Securities Act Aurecon Australia Group Limited and Aurecon

   Securities Act Aurecon Australia Group Limited and Aurecon Exemption Notice 2012

3. 29 March 2012

   Exemption Notice (No 2) 2012 - Securities Act Fonterra Co operative Group Limited

   Securities Act Fonterra Co operative Group Limited Exemption Notice (No 2) 2012

4. 12 March 2012

   Exemption notice - Securities Act Fonterra Co operative Group limited

   Securities Act Exemption Notice 2012: Fletcher Building Limited and Fletcher Building Industries Limited.

5. 12 March 2012

   Exemption Notice 2012 - Securities Act Fonterra Co operative Group Limited

   Securities Act Fonterra Co operative Group Limited Exemption Notice 2012

6. 9 March 2012

   Exemption Notice 2012 - Securities Act Fundzi Limited Pre paid Debit Cards

   Securities Act Fundzi Limited Pre paid Debit Cards Exemption Notice 2012

7. 24 February 2012

   Lombard Finance and Investments Limited. - Judgment

   Judgment in the case against Lombard Finance and Investments Limited.

8. 31 January 2012

   AML/CFT Guide for small financial adviser businesses

   This guide is designed to help financial advisers working independently or in a small business comply with their obligations under the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations (together AML/CFT law).

9. 30 January 2012

   Expense disclosure CE gifts and hospitality six monthly disclosure 2011 jul dec

   CE expenses disclosure for the period 1 July 2011 - 31 December 2011

10. 23 December 2011

    Exemption Notice 2011 - Securities Act The NP Equity Group Limited Exemption Notice 2011

    Securities Act (The NP Equity Group Limited) Exemption Notice 2011

11. 22 December 2011

    Exemption notice - Securities Act Argosy Property Limited 2011

    Securities Act Exemption notice - Argosy Property Limited 2011

12. 21 December 2011

    Exemption Notice 2011 - Securities Act Westpac Banking Corporation Australian Ban

    Securities Act (Westpac Banking Corporation – Australian Bank Accounts) Exemption Notice 2011

13. 15 December 2011

    Exemption Notice 2011 - Securities Act Meridian Energy Limited

    Securities Act Meridian Energy Limited Exemption Notice

14. 13 December 2011

    Kiwi Finance - Enforceable Undertaking

    Enforceable Undertaking offered by Kiwi Finance Directors on 13 December 2011.

15. 7 December 2011

    Reserve Bank of New Zealand (RBNZ) settlement systems - MOU

    MOU with Reserve Bank of New Zealand (RBNZ) on the designation and oversight of settlement systems