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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1686 results. Displaying page 102 of 113

  1. 12 December 2013

    Magyar Nemzeti Bank Hungary - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Magyar Nemzeti Bank Hungary

  2. 12 December 2013

    Finansinspektionen Sweden - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansinspektionen Sweden

  3. 12 December 2013

    Financial Supervision Commission of Bulgaria - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.

  4. 12 December 2013

    Cyprus Securities and Exchange Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Cyprus Securities and Exchange Commission.

  7. 12 December 2013

    Finansu un Kapitala tirgus komisija (Latvia) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansu un Kapitala tirgus komisija (Latvia)

  8. 12 December 2013

    Romanian Financial Supervisory Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority

  9. 12 December 2013

    Polish Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority

  10. 12 December 2013

    Malta Financial Services Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Malta Financial Services Authority

  11. 12 December 2013

    Finanzmarktaufsicht Liechtenstein - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanzmarktaufsicht Liechtenstein.

  12. 12 December 2013

    Bank of Luthuania - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Bank of Luthuania

  13. 12 December 2013

    Finanstilsynet Norway - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway

  15. 1 December 2013

    Accredited Body Report – New Zealand Institute of Chartered Accountants 2013

    NZICA’s obligations under the Act require it to have adequate and effective systems, policies and procedures in place to perform its regulatory functions. These functions include: licensing of domestic auditors and registering domestic audit firms; monitoring the population registered by NZICA; promoting and monitoring competence; taking action against misconduct. This report contains the outcome of FMA’s assessment and covers the period 1 July 2012 to 30 June 2013 (the review period).