Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1690 results. Displaying page 80 of 113

28 October 2016

Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016
14 October 2016

Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix2

Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.
10 October 2016

Consultation regulatory returns for prescribed intermediary services

This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.
10 October 2016

FMA Annual Report 2016

FMA Annual Report 2016.
7 October 2016

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).
1 October 2016

KiwiSaver Annual Report 2016

We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.
30 September 2016

30 September 2016 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2016
30 September 2016

Exemption Notice - Financial Markets Conduct Lifetime Asset Management Limited

Financial Markets Conduct (Lifetime Asset Management Limited) Exemption Notice 2016
30 September 2016

Advertising Standards Authority - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority
23 September 2016

CPA Australia Limited - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited
23 September 2016

Exemption Notice - Financial Markets Conduct IG Markets Limited

Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016
23 September 2016

Inland Revenue - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue
16 September 2016

FMA Annual Report 2016 - highlights

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.