Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1677 results. Displaying page 83 of 112

15 November 2016

How the FMC Act will affect companies and incorporated societies that manage communal facilities

This information sheet explains how the FMC Act will affect companies and incorporated societies that manage communal facilities.
14 November 2016

Exemption notice - Financial Markets Conduct Complectus Trustee Services Limited

Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016
14 November 2016

Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016
11 November 2016

Exemption notice - Financial Markets Conduct Corporate Trustees

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016
4 November 2016

Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016
3 November 2016

Exemption notice - AMP legacy superannuation schemes

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.
2 November 2016

Exemption Notice - Financial Markets Conduct Arria NLG Limited

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016
1 November 2016

Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016
30 October 2016

Changes to FMA fees and levies 2016

Summary of changes to fees and levies Oct 2016
28 October 2016

Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016
14 October 2016

Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.
10 October 2016

Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix2

Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.
10 October 2016

Consultation regulatory returns for prescribed intermediary services

This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.
10 October 2016

FMA Annual Report 2016

FMA Annual Report 2016.