Document Library

Found 1643 results. Displaying page 18 of 110

1. 29 September 2023

   Consultation paper Proposed liquidity risk management guidance

   Consultation: Proposed liquidity risk management guidance.

2. 29 September 2023

   Feedback form Liquidity risk management

   Feedback form of Liquidity risk management draft guidance.

3. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

4. 27 September 2023

   Financial Reporting Council - MOURA

   Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

5. 26 September 2023

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

6. 25 September 2023

   Rowan Charles Kearns Judgment

   Rowan Kearns Judgment.

7. 20 September 2023

   KiwiSaver Annual Report 2023

   The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

8. 19 September 2023

   Craigs Investment Partners Self Select Schemes levy waiver notification 2023

   Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

9. 18 September 2023

   Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

   Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

10. 5 September 2023

    Governance Thematic Review FMA and RBNZ

    This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.

11. 4 September 2023

    FMA042 KiwiSaver Facts at a glance1

    FMA KiwiSaver Annual Report 2019. Facts at a glance

12. 4 September 2023

    Integrated Financial Products presentation OIA response

    Integrated Financial Products presentation

13. 4 September 2023

    Unregulated financial product OIA response

    Unregulated financial product

14. 4 September 2023

    Value for Money guidance OIA response

    Value for Money guidance

15. 4 September 2023

    Audit staff OIA response

    Audit staff