Market operators

Who needs to comply

Anyone operating a financial product market must be licensed.

Your obligations

As a market operator you must ensure your licensed markets operate in a fair, orderly and transparent way.

Licensing and registration

See here for how to get a licence, who issues them and other important information.

Licensed market operators

The Minister issues licences to operators of financial product markets. See the current list of businesses who hold a licence.

Regulatory reporting

As a market operator you need to provide us with a periodic self-assessment on how well you have complied with your obligations.

Market operators reports and NZX notices

See all market operators periodic reports (including NZX) and notices issued to NZX.

Fees and levies