1. Compliance
  2. Licensing and registration

Licensing and registration

We regret to advise that our online licence application service is unavailable and apologise for any inconvenience this may cause.  If you are planning to submit a licence application, or need help doing so, please get in touch with our licensing team who will be happy to help.

Applying for a financial service provider licence

We license a range of firms and professionals. See our licensing application forms and guides here. 

Registration

All financial service providers must comply with the requirements of the Financial Service Providers (Registration and Dispute Resolution) Act 2008. This includes a requirement to be registered on the Financial Service Providers Register.

Find out more on who needs to comply, how to register and your on-going obligations.