1. Compliance
  2. Licensing and registration

Licensing and registration

Applying for a financial service provider licence

We license a range of firms and professionals. See our licensing application forms and guides here. 


All financial service providers must comply with the requirements of the Financial Service Providers (Registration and Dispute Resolution) Act 2008. This includes a requirement to be registered on the Financial Service Providers Register.

Find out more on who needs to comply, how to register and your on-going obligations.