Licensed providers

Found 275 results. Displaying page 1 of 14

1. • DIMS

   15 February 2019

   Totara Wealth Management Limited

   Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).

   https://fma.govt.nz/compliance/licensed-providers/totara-wealth-management-limited/

2. • Designated settlement systems

   14 February 2019

   Designated settlement systems

   There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)

   https://fma.govt.nz/compliance/licensed-providers/designated-settlement-systems/

3. • Digital advice providers

   13 February 2019

   National Capital Limited

   National Capital Limited, FSP639129, is a licensed Digital Advice Provider.

   https://fma.govt.nz/compliance/licensed-providers/national-capital-limited/

4. • Qualifying financial entities

   19 December 2018

   FOXPLAN LIMITED

   FOXPLAN LIMITED, FSP39630, is a licensed Qualifying Financial Entity.

   https://fma.govt.nz/compliance/licensed-providers/foxplan-limited/

5. • Independent trustees

   3 December 2018

   Richard Graham Ansell

   Richard Graham Ansell, FSP625969, is a licensed Independent Trustee.

   https://fma.govt.nz/compliance/licensed-providers/richard-graham-ansell/

6. • Authorised financial advisers (file)

   1 December 2018

   Authorised financial advisers (AFAs)

   The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details

   https://fma.govt.nz/compliance/licensed-providers/authorised-financial-advisers-afas/

7. • DIMS

   23 November 2018

   Saturn Advice Limited

   Saturn Advice Limited, FSP608669, is a licensed to provide Discretionary Investment Management Services (DIMS).

   https://fma.govt.nz/compliance/licensed-providers/saturn-advice-limited/

8. • Digital advice providers

   9 November 2018

   Cigna Life Insurance New Zealand

   Cigna Life Insurance New Zealand, FSP27625, is a licensed Digital Advice Provider.

   https://fma.govt.nz/compliance/licensed-providers/cigna-life-insurance-new-zealand/

9. • Derivatives issuers

   7 November 2018

   Hantec Markets (New Zealand) Company Limited

   Hantec Markets (New Zealand) Company Limited, FSP539286, is a licensed Derivatives Issuer.

   https://fma.govt.nz/compliance/licensed-providers/hantec-markets-new-zealand-company-limited/

10. • Qualifying financial entities

    6 November 2018

    Eric James And Associates Limited

    Eric James And Associates Limited, FSP158904, is a licensed Qualifying Financial Entity.

    https://fma.govt.nz/compliance/licensed-providers/eric-james-and-associates-limited/

11. • Digital advice providers

    18 October 2018

    Nikko Asset Management New Zealand Limited

    Nikko Asset Management New Zealand Limited, FSP22562, is a licensed Digital Advice provider.

    https://fma.govt.nz/compliance/licensed-providers/nikko-asset-management-new-zealand-limited-2/

12. • Crowdfunding services

    2 October 2018

    The Property Crowd Limited

    The Property Crowd Limited, FSP440926, is a licensed Crowdfunding service provider.

    https://fma.govt.nz/compliance/licensed-providers/the-property-crowd-limited/

13. • Derivatives issuers

    27 August 2018

    Carrick Just Capital Markets Limited

    Carrick Just Capital Markets Limited, FSP569807, is a licensed Derivatives Issuer.

    https://fma.govt.nz/compliance/licensed-providers/carrick-just-capital-markets-limited/

14. • DIMS

    13 August 2018

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is a licensed to provide Discretionary Investment Management Services (DIMS).

    https://fma.govt.nz/compliance/licensed-providers/consilium-nz-limited/

15. • Independent trustees

    17 July 2018

    Andrew Roland Johnson

    Andrew Roland Johnson, FSP619029, is a licensed Independent Trustee.

    https://fma.govt.nz/compliance/licensed-providers/andrew-roland-johnson/

16. • Derivatives issuers

    1 June 2018

    AxiCorp Financial Services Pty Ltd

    AxiCorp Financial Services Pty Ltd, FSP518226, is a licensed Derivatives Issuer.

    https://fma.govt.nz/compliance/licensed-providers/axicorp-financial-services-pty-ltd/

17. • Digital advice providers

    10 May 2018

    Kiwi Wealth Investments Limited Partnership

    Kiwi Wealth Investments Limited Partnership, FSP46781, is a licensed Digital Advice Provider.

    https://fma.govt.nz/compliance/licensed-providers/kiwi-wealth-investments-limited-partnership-3/

18. • Digital advice providers

    10 May 2018

    Kiwi Wealth Limited

    Kiwi Wealth Limited, FSP46761, is a licensed Digital Advice Provider.

    https://fma.govt.nz/compliance/licensed-providers/kiwi-wealth-limited/

19. • Qualifying financial entities

    1 May 2018

    Oxford Finance Limited

    Oxford Finance Limited, FSP39361, is a licensed Qualifying Financial Entity.

    https://fma.govt.nz/compliance/licensed-providers/oxford-finance-limited/

20. • Independent trustees

    10 April 2018

    Janet May Brownlie

    Janet May Brownlie, FSP594729, is a licensed Independent Trustee.

    https://fma.govt.nz/compliance/licensed-providers/janet-may-brownlie/