1. Compliance
  2. Exemptions
  3. Current exemption notices

Current exemption notices

Notices currently in force are listed below. Follow the links to see more information about each notice, including the type of notice and expiry date. To read notices which are statutory regulations, as indicated by an SR number, go to the New Zealand Legislation website. All other notices are available on this website with the notice details. Copies are also available for purchase from FMA on request. See office contact details.

All Securities Act and Securities Markets Act exemptions are now redundant because the transition period had ended and these Acts are now no longer in effect. 

Financial Advisers Act exemptions

Financial Markets Conduct Act exemptions

Financial Reporting Act exemptions

Securities Act exemptions

Securities Markets Act exemptions

Trustee and Nominee Exemptions

The current list of Trustee and Nominee exemptions.

Expired exemptions