Consultation helps us to make informed and effective policy decisions, so is an important part of our policy development process.
Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe.
When consulting on policy development we will:
For the latest on policy decisions and matters we are still exploring legislative tool solutions see our 'Regulation Updates' section. If you would like to be notified when consultations open for submissions please subscribe to our consultation alerts.
Closed consultation - awaiting a response
Read our closed consultations that are awaiting a response
Closed consultation - with response
Read our closed consultations which include the consultation document and response or update.
Proposal for annual declaration of compliance for Financial Markets Conduct Act 2013 licensees - closed on 21 Dec 2015
Requirement for managers of multiple participant schemes to register participation agreements - closed on Friday 17 March 2017
Disclosing non-GAAP financial information - closed on Friday 7 April 2017
Regulatory returns for prescribed intermediary services - see our repsonse to submissions
Exemptions impacting overseas businesses, and restricted schemes - see pages 15-17 of our September Regulation update
Class designation of shares to managed investment products in a MIS - see pages 19-20 of our September Regulation update
Recognition of overseas regimes – proposed exemption relief - see pages 15-16 of our September Regulation update
Proposed variations to standard conditions of market services licences - see update 22 March 2016
Draft guidance on disclosure of certain fees and returns by managed funds - see update 29 February 2016
KiwiSaver advice - see our guidance note released on Wednesday 8 March 2017
Proposed transitional relief for non-NZX brokers to allow limited use of buffers - see our update on Monday 10 April 2017